Market Tracker

10/02 8:13am ET

First Trust Utilities AlphaDEX® Fund (FXU)

22.53
Data as of Oct 01
 -0.10 / -0.44%
Today’s Change
19.71
Today|||52-Week Range
23.94
+11.09%
Year-to-Date

Investment Objective

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Performance

1 month-3.44% 3 years+13.99%
3 months-4.01% 5 years+13.08%
1 year+15.12% Since inception+4.82%
Data through 10/02/2014

Quote Details

Previous close$22.63
Open day’s range-- – --
Net asset value (NAV)22.52 (10/01/2014)
Daily volume82,869
Average volume (3 months)568,741
Data as of 10/01/2014

Peer Comparisonvs. Utilities ETFs

 FXUCategory
Performance 5-yr return+13.08%+11.96%
Expense Gross exp ratio0.73%0.41%
Risk 5 year sharpe ratio1.210.88
Net assets$222.2M$801.4M
Average market cap$9.3B$18.6B
Average P/E17.919.8
Dividend / Share--0.40%

Competitors

RYU Guggenheim S&P 500┬« Equal Weight Utilit...
PUI PowerShares DWA Utilities Momentum Portf...
PSCU PowerShares S&P SmallCap Utilities Portf...

Holdings

Top 5 Sectors
Portfolio weighting
Utilities 75.36%
Telecommunication 16.65%
Energy 5.95%
Industrial materials 2.05%
Business service 0.00%
Top 10 Holdings
Portfolio weighting
ED Consolidated Edison Inc4.26%
POM Pepco Holdings Inc4.25%
CPN Calpine Corp4.21%
TDS Telephone and Data Systems, Inc.4.19%
T AT&T Inc4.18%
GXP Great Plains Energy Inc4.05%
USM United States Cellular Corp3.88%
PEG Public Service Enterprise Group Inc3.86%
LVLT Level 3 Communications Inc3.07%
TWTC tw telecom inc3.06%